COMPLIANCE
Genoa Underwriting Managers (FSP No. 38225) is an authorised Financial Services Provider (FSP) registered with the Financial Sector Conduct Authority (FSCA). As an authorised FSP, the company and all its employees (but in particularly our Key Individual(s), Representative(s) and/or staff providing intermediary services) must take all required steps to eradicate any practise and or services that may create a conflict between their interest and the interest of an existing or potential client.
All employees are obliged to conduct themselves in an ethical manner and in line with our Conflict of Interest (COI) and Treating Customers Fairly (TCF) policies. To ensure that these internal COI and TCF policies are successfully communicated, all Directors, employees and any separate bodies associated with Genoa Underwriting Managers are required to certify they have received, read and understand the policies and how they apply to an existing or potential client.